Form 4 for KWY KINGSWAY Corp
Accepted 2023-01-03 00:00:00 ET · period of report 2022-12-29 · accession 0001104659-23-000383 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-01-03 | 2022-12-29+ | KWY | Stilwell Activist Investments, L.P. | 10% | S - Sale | $8.02 | -6,650 | 953.9K | -0.7% | -$53.3K |
| DI | 2023-01-03 | 2022-12-29 | KWY | Stilwell Activist Investments, L.P. | 10% | S - Sale | $0.00 | -708.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-29 | S | D | 5,275 | $8.02 | 955,284 | I See footnote | — | — | (F3) These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock | 2022-12-30 | S | D | 1,375 | $8.00 | 953,909 | I See footnote | — | — | (F3) These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| 3 | Derivative | Series B Warrant | 2022-12-29 | S | D | 708,347 | $0.00 | 0 | I See footnote | $5.00 · 2016-09-16 to 2023-09-15 | 708,347 Common Stock | (F7) Prior to the sale of all Series B Warrants, SAI directly owned 478,582 Series B Warrants, SAF directly owned 48,004 Series B Warrants, Joseph Stilwell directly owned 31,250 Series B Warrants and Associates directly owned 150,511 Series B Warrants. Joseph Stilwell disclaims beneficial ownership of all warrants reported as owned indirectly except to the extent of his pecuniary interest therein. |