Form 4 for ABR ARBOR REALTY TRUST INC
Accepted 2023-01-03 00:00:00 ET · period of report 2022-12-31 · accession 0001104659-23-000432 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-01-03 | 2022-12-31 | ABR | KAUFMAN IVAN | COB, CEO, Pres, Dir | J - Other | — | -18.9K | 10.62M | -0.2% | — |
| DI | 2023-01-03 | 2022-12-31 | ABR | KAUFMAN IVAN | COB, CEO, Pres, Dir | J - Other | — | -18.9K | 10.62M | -0.2% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Special Voting Preferred Stock, par value $0.01 per share | 2022-12-31 | J | D | 18,939 | — | 10,615,085 | I By Arbor Commercial Mortgage, LLC | — | — | (F1) On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On December 31, 2022, ACM distributed 18,939 OP Units and Preferred Shares valued at $250,000 to one of its members for the member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from December 28, 2022 through December 30, 2022 of $13.20 per share. (F2) Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. |
| 2 | Derivative | Partnership Common Units | 2022-12-31 | J | D | 18,939 | — | 10,615,085 | I By Arbor Commercial Mortgage, LLC | — · — to — | 18,939 Common Stock, par value $0.01 per share | (F1) On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On December 31, 2022, ACM distributed 18,939 OP Units and Preferred Shares valued at $250,000 to one of its members for the member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from December 28, 2022 through December 30, 2022 of $13.20 per share. (F2) Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. (F3) Not applicable. |