Form 4 for CENX CENTURY ALUMINUM CO
Accepted 2023-01-04 00:00:00 ET · period of report 2022-12-31 · accession 0001104659-23-000701 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-01-04 | 2022-12-31 | CENX | GLENCORE INTERNATIONAL AG | 10% | C - Cnv Deriv | — | +419.2K | 12.12M | +4% | — |
| DI | 2023-01-04 | 2022-12-31 | CENX | GLENCORE INTERNATIONAL AG | 10% | C - Cnv Deriv | — | -4,192 | 53.9K | -7% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-31 | C | A | 419,168 | — | 12,120,489 | I See footnote | — | — | (F1) Represents shares of Common Stock acquired upon conversion of 4,191.68 shares of Series A Convertible Preferred Stock on December 31, 2022. (F2) Each share of Series A Convertible Preferred Stock is convertible into 100 shares of Common Stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock. The Series A Convertible Preferred Stock has no expiration date. (F3) The shares of Common Stock reported in Line 1 of Table I and the shares of Series A Convertible Preferred Stock reported in Table II are held directly by Glencore AG, a direct wholly-owned subsidiary of Glencore International AG, and may be deemed to be indirectly beneficially owned by Glencore International AG. The Common Stock reported on Line 2 of Table I is held directly by Glencore International AG. Glencore International AG is wholly owned by Glencore plc, which may be deemed an indirect beneficial owner of the securities held by Glencore AG and Glencore International AG. |
| 2 | Derivative | Series A Convertible Preferred Stock | 2022-12-31 | C | D | 4,191.68 | — | 53,854.58 | I See footnote | — · — to — | 419,168 Common Stock | (F2) Each share of Series A Convertible Preferred Stock is convertible into 100 shares of Common Stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock. The Series A Convertible Preferred Stock has no expiration date. (F3) The shares of Common Stock reported in Line 1 of Table I and the shares of Series A Convertible Preferred Stock reported in Table II are held directly by Glencore AG, a direct wholly-owned subsidiary of Glencore International AG, and may be deemed to be indirectly beneficially owned by Glencore International AG. The Common Stock reported on Line 2 of Table I is held directly by Glencore International AG. Glencore International AG is wholly owned by Glencore plc, which may be deemed an indirect beneficial owner of the securities held by Glencore AG and Glencore International AG. |