Form 4 for EVGO EVgo Inc.
Accepted 2023-01-04 00:00:00 ET · period of report 2022-12-30 · accession 0001104659-23-000740 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-04 | 2022-12-30 | EVGO | Sullivan Francine | CLO, GC | M - OptEx | — | +25.3K | 145.6K | +21% | — |
| D | 2023-01-04 | 2022-12-30 | EVGO | Sullivan Francine | CLO, GC | F - Tax | $4.01 | -6,159 | 139.4K | -4% | -$24.7K |
| D | 2023-01-04 | 2022-12-30 | EVGO | Sullivan Francine | CLO, GC | M - OptEx | $0.00 | -25.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-12-30 | M | A | 25,291 | — | 145,599 | D | — | — | (F1) Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). (F2) The reported transaction involved the vesting of 25,291 RSUs granted to the reporting person under the Issuer's 2021 Long Term Incentive Plan. The Reporting Person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 of Table I includes the 25,291 shares of Class A Common Stock delivered to the reporting person in settlement of the vested RSUs on a one-to-one basis and 120,308 unvested RSUs previously reported in Table II. |
| 2 | Common | Class A Common Stock | 2022-12-30 | F | D | 6,159 | $4.01 | 139,440 | D | — | — | (F2) The reported transaction involved the vesting of 25,291 RSUs granted to the reporting person under the Issuer's 2021 Long Term Incentive Plan. The Reporting Person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 of Table I includes the 25,291 shares of Class A Common Stock delivered to the reporting person in settlement of the vested RSUs on a one-to-one basis and 120,308 unvested RSUs previously reported in Table II. |
| 3 | Derivative | Restricted Stock Units | 2022-12-30 | M | D | 25,291 | $0.00 | 0 | D | — · — to — | 25,291 Class A Common Stock | (F2) The reported transaction involved the vesting of 25,291 RSUs granted to the reporting person under the Issuer's 2021 Long Term Incentive Plan. The Reporting Person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 of Table I includes the 25,291 shares of Class A Common Stock delivered to the reporting person in settlement of the vested RSUs on a one-to-one basis and 120,308 unvested RSUs previously reported in Table II. (F1) Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). (F3) On June 26, 2021, the Reporting Person was granted 75,873 RSUs, vesting in substantially equal installments on each of the first three anniversaries of May 31, 2021. |