Form 4 for DKNG DraftKings Inc.
Accepted 2023-01-04 00:00:00 ET · period of report 2022-12-31 · accession 0001104659-23-001048 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-04 | 2022-12-31 | DKNG | Kalish Matthew | See Remarks, Dir | M - OptEx | $1.29 | +123.3K | 2.65M | +5% | +$159.3K |
| DM | 2023-01-04 | 2022-12-31 | DKNG | Kalish Matthew | See Remarks, Dir | M - OptEx | $0.00 | -123.3K | 553.3K | -18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-12-31 | M | A | 93,649 | $0.63 | 2,652,539 | D | — | — | (F1) The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options in an exercise-and-hold transaction, and paid the aggregate exercise price and the tax withholdings in cash. |
| 2 | Common | Class A Common Stock | 2022-12-31 | M | A | 27,745 | $3.29 | 2,558,890 | D | — | — | (F1) The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options in an exercise-and-hold transaction, and paid the aggregate exercise price and the tax withholdings in cash. |
| 3 | Common | Class A Common Stock | 2022-12-31 | M | A | 1,914 | $4.70 | 2,654,453 | D | — | — | (F1) The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options in an exercise-and-hold transaction, and paid the aggregate exercise price and the tax withholdings in cash. |
| 4 | Derivative | Stock Option | 2022-12-31 | M | D | 93,649 | $0.00 | 0 | D | $0.63 · — to 2025-08-27 | 93,649 Class A Common Stock | (F1) The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options in an exercise-and-hold transaction, and paid the aggregate exercise price and the tax withholdings in cash. (F2) These options are vested and currently exercisable. |
| 5 | Derivative | Stock Option | 2022-12-31 | M | D | 1,914 | $0.00 | 298,669 | D | $4.70 · — to 2029-06-04 | 1,914 Class A Common Stock | (F1) The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options in an exercise-and-hold transaction, and paid the aggregate exercise price and the tax withholdings in cash. (F3) These stock options were granted on June 4, 2019. As of the date hereof, 261,097 of such remaining stock options have vested. The remaining stock options will vest on June 1, 2023. |
| 6 | Derivative | Stock Option | 2022-12-31 | M | D | 27,745 | $0.00 | 553,308 | D | $3.29 · — to 2028-04-18 | 27,745 Class A Common Stock | (F1) The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options in an exercise-and-hold transaction, and paid the aggregate exercise price and the tax withholdings in cash. (F2) These options are vested and currently exercisable. |