Form 4 for LQDA Liquidia Corp
Accepted 2023-01-05 00:00:00 ET · period of report 2023-01-03 · accession 0001104659-23-001529 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-05 | 2023-01-03 | LQDA | JEFFS ROGER | CEO, Dir | M - OptEx | — | +15.8K | 207.2K | +8% | — |
| D | 2023-01-05 | 2023-01-03 | LQDA | JEFFS ROGER | CEO, Dir | M - OptEx | $0.00 | -15.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-03 | M | A | 15,807 | — | 207,249 | D | — | — | (F2) On January 3, 2022, the Reporting Person was granted 63,230 RSUs (the "2022 RSUs") with 25% vesting quarterly through the first anniversary of the grant date. As of January 3, 2023, the 2022 RSUs have fully vested. (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F3) The number of securities shown to be beneficially owned following the transaction being reported in this Form 4 reflects a downward adjustment of 15,808 shares of common stock due to a previous clerical error in double counting a vested portion of the 2022 RSUs in that certain previous Form 4 filed by the Reporting Person on October 4, 2022. |
| 2 | Derivative | Restricted Stock Unit | 2023-01-03 | M | D | 15,807 | $0.00 | 0 | D | — · — to — | 15,807 Common Stock | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |