Form 4 for CVV CVD EQUIPMENT CORP
Accepted 2023-01-10 00:00:00 ET · period of report 2023-01-06 · accession 0001104659-23-002733 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-01-10 | 2023-01-06+ | CVV | AFRICK ANDREW | 10% | P - Purchase | $5.83 | +35.8K | 765.6K | +5% | +$208.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-09 | P | A | 22,310 | $5.97 | 787,877 | I See Explanation Note | — | — | (F1) The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.81 to $6.04, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. (F2) ADA Partners, L.P. ("Partners") is the direct beneficial owner of the 787,877 shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the 787,877 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest. |
| 2 | Common | Common Stock | 2023-01-06 | P | A | 13,500 | $5.61 | 765,567 | I See Explanation Note | — | — | (F3) The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.59 to $5.65, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. (F4) ADA Partners, L.P. ("Partners") is the direct beneficial owner of the 765,567 shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the 765,567 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest. |