InsiderTrades

Form 4 for MFA MFA FINANCIAL, INC.

Accepted 2023-01-11 00:00:00 ET · period of report 2023-01-09 · accession 0001104659-23-003107 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2023-01-11 2023-01-09 MFA Kristjansson Gudmundur SVP, Co-Chief Invest. Ofcr F - Tax $10.25 -8,704 98.7K -8% -$89.2K
DM 2023-01-11 2023-01-09 MFA Kristjansson Gudmundur SVP, Co-Chief Invest. Ofcr M - OptEx $0.00 +14.3K 107.4K +15% $0
DM 2023-01-11 2023-01-09 MFA Kristjansson Gudmundur SVP, Co-Chief Invest. Ofcr M - OptEx — -33.7K 319.7K -10% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2023-01-09 F D 8,704 $10.25 98,668 D — —
2 Common Common Stock 2023-01-09 M A 12,184 $0.00 105,258 D — — (F2) Number of shares acquired upon settlement has been adjusted to reflect the issuer's 1-for-4 reverse stock split effected on April 4, 2022. (F3) Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. (F4) Number of securities beneficially owned has been adjusted to reflect the issuer's 1-for-4 reverse stock split effected on April 4, 2022.
3 Common Common Stock 2023-01-09 M A 2,114 $0.00 107,372 D — — (F2) Number of shares acquired upon settlement has been adjusted to reflect the issuer's 1-for-4 reverse stock split effected on April 4, 2022. (F3) Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.
4 Derivative Phantom Shares 2023-01-09 M D 12,184 — 341,198 D — · 2023-01-09 to 2023-01-09 12,184 Common Stock (F8) Number of securities has been adjusted to reflect the issuer's 1-for-4 reverse stock split effected on April 4, 2022. (F7) Settlement of time-based restricted stock units (i.e., phantom stock) granted to the Reporting Person in February 2020. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.
5 Derivative Phantom Shares 2023-01-09 M D 21,502 — 319,696 D — · 2023-01-09 to 2023-01-09 21,502 Common Stock (F11) The Compensation Committee of the Board of Directors of MFA Financial, Inc. has confirmed and certified that the PRSUs vested at a level below target, as reflected in Table I above (see Note 5). In addition, per the terms of the award agreement governing the PRSUs, the number of PRSUs that vested was adjusted to reflect the value of any dividends paid on MFA's common stock during the performance period in respect of the number of PRSUs that ultimately vested. (F10) The number of PRSUs reported in Table II represents the "target" number of PRSUs that were granted to the reporting person in February 2020. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of MFA common stock that the recipient ultimately became entitled to receive at the time of vesting ranged from 0% to 200% of the target number of PRSUs granted, subject to the achievement of a pre-established performance metric. The vesting of these PRSUs was based on MFA's total stockholder return for the three years ended December 31, 2022. (F8) Number of securities has been adjusted to reflect the issuer's 1-for-4 reverse stock split effected on April 4, 2022. (F9) Settlement of performance-based restricted stock units (i.e., phantom stock) ("PRSUs") granted to the Reporting Person in February 2020. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.