Form 4 for LQDA Liquidia Corp
Accepted 2023-01-13 00:00:00 ET · period of report 2023-01-11 · accession 0001104659-23-003881 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-13 | 2023-01-11 | LQDA | JEFFS ROGER | CEO, Dir | A - Grant | $0.00 | +289.5K | 496.7K | +140% | $0 |
| D | 2023-01-13 | 2023-01-11 | LQDA | JEFFS ROGER | CEO, Dir | A - Grant | $0.00 | -371.2K | 371.2K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-11 | A | A | 289,500 | $0.00 | 496,749 | D | — | — | (F2) 25% of the RSUs shall vest on January 11, 2024 and the remaining RSUs shall vest ratably on a quarterly basis over three years thereafter. |
| 2 | Derivative | Stock Option (Right to Buy) | 2023-01-11 | A | D | 371,154 | $0.00 | 371,154 | D | $6.17 · — to 2033-01-11 | 371,154 Common Stock | (F3) The options will vest ratably on a monthly basis over four years with the first vesting date to occur on February 11, 2023 and on the last day of each month thereafter. |