Form 4 for BURU Nuburu, Inc.
Accepted 2023-01-24 00:00:00 ET · period of report 2023-01-20 · accession 0001104659-23-006210 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-24 | 2023-01-20 | BURU | CAPITAL VENTURES INTERNATIONAL | 10% | X - OptEx | $10.13 | -352.0K | 71.1K | -83% | -$3.56M |
| DM | 2023-01-24 | 2023-01-20 | BURU | CAPITAL VENTURES INTERNATIONAL | 10% | X - OptEx | $0.00 | -3,930 | 0 | -100% | $0 |
| DM | 2023-01-24 | 2023-01-20 | BURU | CAPITAL VENTURES INTERNATIONAL | 10% | E - Exp Short | $0.00 | -54 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-01-20 | X | A | 20,200 | $12.50 | 91,569 | D | — | — | (F1) These securities are directly owned by Susquehanna Securities, LLC. |
| 2 | Common | Class A Common Stock | 2023-01-20 | X | A | 300 | $7.50 | 71,369 | D | — | — | (F1) These securities are directly owned by Susquehanna Securities, LLC. |
| 3 | Common | Class A Common Stock | 2023-01-20 | X | D | 372,500 | $10.00 | 71,069 | D | — | — | (F1) These securities are directly owned by Susquehanna Securities, LLC. |
| 4 | Derivative | Put Option (right to sell) | 2023-01-20 | X | D | 3,725 | $0.00 | 0 | D | $10.00 · — to 2023-01-20 | 372,500 Class A Common Stock | (F1) These securities are directly owned by Susquehanna Securities, LLC. (F2) These options are exercisable at any time prior to their expiration. |
| 5 | Derivative | Call Option (obligation to sell) | 2023-01-20 | E | D | 10 | $0.00 | 0 | D | $12.50 · — to 2023-01-20 | 1,000 Class A Common Stock | (F1) These securities are directly owned by Susquehanna Securities, LLC. (F2) These options are exercisable at any time prior to their expiration. |
| 6 | Derivative | Put Option (obligation to buy) | 2023-01-20 | X | D | 3 | $0.00 | 44 | D | $7.50 · — to 2023-01-20 | 300 Class A Common Stock | (F1) These securities are directly owned by Susquehanna Securities, LLC. (F2) These options are exercisable at any time prior to their expiration. |
| 7 | Derivative | Put Option (obligation to buy) | 2023-01-20 | E | D | 44 | $0.00 | 0 | D | $7.50 · — to 2023-01-20 | 4,400 Class A Common Stock | (F1) These securities are directly owned by Susquehanna Securities, LLC. (F2) These options are exercisable at any time prior to their expiration. |
| 8 | Derivative | Put Option (obligation to buy) | 2023-01-20 | X | D | 202 | $0.00 | 0 | D | $12.50 · — to 2023-01-20 | 20,200 Class A Common Stock | (F1) These securities are directly owned by Susquehanna Securities, LLC. (F2) These options are exercisable at any time prior to their expiration. |