Form 4/A for HTB HomeTrust Bancshares, Inc.
Accepted 2023-02-03 00:00:00 ET · period of report 2023-01-30 · accession 0001104659-23-010352 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2023-02-03 | 2023-01-30+ | HTB | Westbrook Hunter | Pres, CEO, Dir | S - Sale+OE | $26.68 | -9,154 | 63.6K | -13% | -$244.2K |
| DMA | 2023-02-03 | 2023-01-30+ | HTB | Westbrook Hunter | Pres, CEO, Dir | M - OptEx | $14.37 | +9,154 | 65.3K | +16% | +$131.5K |
| DMA | 2023-02-03 | 2023-01-30+ | HTB | Westbrook Hunter | Pres, CEO, Dir | M - OptEx | $0.00 | -9,154 | 7,480 | -55% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-31 | S | D | 520 | $27.00 | 63,083 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-31 | M | A | 6,889 | $14.37 | 69,972 | D | — | — | |
| 3 | Common | Common Stock | 2023-01-30 | S | D | 2,265 | $26.70 | 63,083 | D | — | — | (F1) The purpose of this amendment is to correct the original Form 4, which reported that on January 30, 2023, the reporting person acquired 4,250 shares upon the exercise of a stock option and sold those shares. As reflected in this amendment, the number of shares acquired and sold on January 30, 2023 was 2,265, not 4,250, and the information in Table I and Table II has been corrected accordingly. (F3) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.63 to $26.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. |
| 4 | Common | Common Stock | 2023-01-30 | M | A | 2,265 | $14.37 | 65,348 | D | — | — | (F1) The purpose of this amendment is to correct the original Form 4, which reported that on January 30, 2023, the reporting person acquired 4,250 shares upon the exercise of a stock option and sold those shares. As reflected in this amendment, the number of shares acquired and sold on January 30, 2023 was 2,265, not 4,250, and the information in Table I and Table II has been corrected accordingly. |
| 5 | Common | Common Stock | 2023-01-31 | S | D | 6,369 | $26.64 | 63,603 | D | — | — | (F4) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $26.95, inclusive. |
| 6 | Derivative | Stock Option | 2023-01-30 | M | D | 2,265 | $0.00 | 14,369 | D | $14.37 · — to 2023-02-11 | 2,265 Common Stock | (F1) The purpose of this amendment is to correct the original Form 4, which reported that on January 30, 2023, the reporting person acquired 4,250 shares upon the exercise of a stock option and sold those shares. As reflected in this amendment, the number of shares acquired and sold on January 30, 2023 was 2,265, not 4,250, and the information in Table I and Table II has been corrected accordingly. (F7) Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018. |
| 7 | Derivative | Stock Option | 2023-01-31 | M | D | 6,889 | $0.00 | 7,480 | D | $14.37 · — to 2023-02-11 | 6,889 Common Stock | (F7) Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018. |