Form 4 for CTSO Cytosorbents Corp
Accepted 2023-02-08 00:00:00 ET · period of report 2023-02-06 · accession 0001104659-23-012103 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-08 | 2023-02-06 | CTSO | Kraus Al | Dir | M - OptEx | $2.65 | +12.0K | 142.0K | +9% | +$31.8K |
| D | 2023-02-08 | 2023-02-06 | CTSO | Kraus Al | Dir | M - OptEx | $0.00 | -12.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-06 | M | A | 12,000 | $2.65 | 142,046 | D | — | — | (F1) Includes: (i) the following RSUs that will be settled into common stock upon vesting upon a "Change In Control" of CytoSorbents Corporation (the "Company") as defined in the Amended and Restated CytoSorbents Corporation 2014 Long-Term Incentive Plan: (a) 55,000 RSUs granted on April 8, 2015, (b) 5,000 RSUs granted on June 7, 2016, (c) 6,000 RSUs granted on February 24, 2017 and (d) 3,300 RSUs granted on March 15, 2018; and (ii) 72,746 shares of common stock owned by the reporting person. |
| 2 | Derivative | Stock Option (right to buy) | 2023-02-06 | M | D | 12,000 | $0.00 | 0 | D | $2.65 · — to 2023-02-06 | 12,000 Common Stock | (F2) The stock options were granted to the reporting person on February 6, 2013 and were exercisable on the date of grant. |