Form 4 for ETN Eaton Corporation
Accepted 2023-02-24 00:00:00 ET · period of report 2023-02-22 · accession 0001104659-23-025498 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-24 | 2023-02-22+ | ETN | ARNOLD CRAIG | See Remarks below, Dir | M - OptEx | $0.00 | +12.1K | 555.1K | +2% | $0 |
| D | 2023-02-24 | 2023-02-22 | ETN | ARNOLD CRAIG | See Remarks below, Dir | A - Grant | $0.00 | +89.1K | 549.8K | +19% | $0 |
| DM | 2023-02-24 | 2023-02-22+ | ETN | ARNOLD CRAIG | See Remarks below, Dir | F - Tax | $171.68 | -5,873 | 556.0K | -1% | -$1.01M |
| DM | 2023-02-24 | 2023-02-22+ | ETN | ARNOLD CRAIG | See Remarks below, Dir | M - OptEx | $0.00 | -12.1K | 6,926 | -64% | $0 |
| DM | 2023-02-24 | 2023-02-23 | ETN | ARNOLD CRAIG | See Remarks below, Dir | A - Grant | $0.00 | +79.3K | 17.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-02-23 | M | A | 6,722 | $0.00 | 559,252 | D | — | — | |
| 2 | Common | Ordinary Shares | 2023-02-22 | M | A | 5,372 | $0.00 | 555,139 | D | — | — | |
| 3 | Common | Ordinary Shares | 2023-02-22 | A | A | 89,089 | $0.00 | 549,767 | D | — | — | (F1) These shares were acquired upon the vesting of performance share awards. |
| 4 | Common | Ordinary Shares | 2023-02-22 | F | D | 2,609 | $171.79 | 552,530 | D | — | — | |
| 5 | Common | Ordinary Shares | 2023-02-23 | F | D | 3,264 | $171.59 | 555,988 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2023-02-22 | M | D | 5,372 | $0.00 | 10,908 | D | $0.00 · 2023-02-22 to — | 5,372 Ordinary Shares | (F2) These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F3) This field is not applicable. |
| 7 | Derivative | Stock Option | 2023-02-23 | A | A | 62,000 | $0.00 | 62,000 | D | $172.78 · 2024-02-23 to 2033-02-23 | 62,000 Ordinary Shares | (F4) These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 8 | Derivative | Restricted Stock Units | 2023-02-23 | A | A | 17,320 | $0.00 | 17,320 | D | $0.00 · 2024-02-23 to — | 17,320 Ordinary Shares | (F5) These restricted stock units were granted on February 23, 2023 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F3) This field is not applicable. |
| 9 | Derivative | Restricted Stock Units | 2023-02-23 | M | D | 6,722 | $0.00 | 6,926 | D | $0.00 · 2022-02-23 to — | 6,722 Ordinary Shares | (F6) These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F3) This field is not applicable. |