Form 4 for ETN Eaton Corporation
Accepted 2023-02-24 00:00:00 ET · period of report 2023-02-22 · accession 0001104659-23-025499 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-24 | 2023-02-22+ | ETN | BRICKHOUSE BRIAN S | See Remarks below | M - OptEx | $0.00 | +1,659 | 41.1K | +4% | $0 |
| DM | 2023-02-24 | 2023-02-22+ | ETN | BRICKHOUSE BRIAN S | See Remarks below | F - Tax | $171.68 | -496 | 40.8K | -1% | -$85.2K |
| D | 2023-02-24 | 2023-02-22 | ETN | BRICKHOUSE BRIAN S | See Remarks below | A - Grant | $0.00 | +11.0K | 39.7K | +38% | $0 |
| DM | 2023-02-24 | 2023-02-22 | ETN | BRICKHOUSE BRIAN S | See Remarks below | A - Grant | $0.00 | +9,905 | 2,155 | New | $0 |
| DM | 2023-02-24 | 2023-02-22+ | ETN | BRICKHOUSE BRIAN S | See Remarks below | M - OptEx | $0.00 | -1,659 | 1,458 | -53% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-02-22 | M | A | 717 | $0.00 | 40,368 | D | — | — | |
| 2 | Common | Ordinary Shares | 2023-02-22 | F | D | 227 | $171.79 | 40,141 | D | — | — | |
| 3 | Common | Ordinary Shares | 2023-02-22 | A | A | 10,965 | $0.00 | 39,651 | D | — | — | (F1) These shares were acquired upon the vesting of performance share awards. |
| 4 | Common | Ordinary Shares | 2023-02-23 | F | D | 269 | $171.59 | 40,814 | D | — | — | |
| 5 | Common | Ordinary Shares | 2023-02-23 | M | A | 942 | $0.00 | 41,083 | D | — | — | |
| 6 | Derivative | Stock Option | 2023-02-22 | A | A | 7,750 | $0.00 | 7,750 | D | $171.31 · 2024-02-22 to 2033-02-22 | 7,750 Ordinary Shares | (F2) These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 7 | Derivative | Restricted Stock Units | 2023-02-23 | M | D | 942 | $0.00 | 971 | D | $0.00 · 2022-02-23 to — | 942 Ordinary Shares | (F6) These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F4) This field is not applicable. |
| 8 | Derivative | Restricted Stock Units | 2023-02-22 | M | D | 717 | $0.00 | 1,458 | D | $0.00 · 2023-02-22 to — | 717 Ordinary Shares | (F5) These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F4) This field is not applicable. |
| 9 | Derivative | Restricted Stock Units | 2023-02-22 | A | A | 2,155 | $0.00 | 2,155 | D | $0.00 · 2024-02-22 to — | 2,155 Ordinary Shares | (F3) These restricted stock units were granted on February 22, 2023 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F4) This field is not applicable. |