Form 4 for ETN Eaton Corporation
Accepted 2023-02-24 00:00:00 ET · period of report 2023-02-22 · accession 0001104659-23-025501 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-24 | 2023-02-22+ | ETN | Faria Joao V | See Remarks below | M - OptEx | $114.41 | +7,426 | 77.8K | +11% | +$849.6K |
| DM | 2023-02-24 | 2023-02-22+ | ETN | Faria Joao V | See Remarks below | S - Sale+OE | $172.20 | -6,121 | 78.2K | -7% | -$1.05M |
| DM | 2023-02-24 | 2023-02-22+ | ETN | Faria Joao V | See Remarks below | F - Tax | $171.68 | -342 | 77.6K | -0.4% | -$58.7K |
| D | 2023-02-24 | 2023-02-22 | ETN | Faria Joao V | See Remarks below | A - Grant | $0.00 | +10.1K | 77.2K | +15% | $0 |
| DM | 2023-02-24 | 2023-02-22+ | ETN | Faria Joao V | See Remarks below | M - OptEx | $0.00 | -7,426 | 764 | -91% | $0 |
| DM | 2023-02-24 | 2023-02-22 | ETN | Faria Joao V | See Remarks below | A - Grant | $0.00 | +7,795 | 6,100 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-02-22 | M | A | 2,326 | $151.76 | 79,952 | D | — | — | |
| 2 | Common | Ordinary Shares | 2023-02-22 | S | D | 2,326 | $171.23 | 77,626 | D | — | — | |
| 3 | Common | Ordinary Shares | 2023-02-23 | M | A | 741 | $0.00 | 78,367 | D | — | — | |
| 4 | Common | Ordinary Shares | 2023-02-23 | F | D | 181 | $171.59 | 78,186 | D | — | — | |
| 5 | Common | Ordinary Shares | 2023-02-23 | M | A | 3,795 | $130.86 | 81,981 | D | — | — | |
| 6 | Common | Ordinary Shares | 2023-02-23 | S | D | 3,795 | $172.80 | 78,186 | D | — | — | |
| 7 | Common | Ordinary Shares | 2023-02-22 | A | A | 10,057 | $0.00 | 77,223 | D | — | — | (F1) These shares were acquired upon the vesting of performance share awards. |
| 8 | Common | Ordinary Shares | 2023-02-22 | M | A | 564 | $0.00 | 77,787 | D | — | — | |
| 9 | Common | Ordinary Shares | 2023-02-22 | F | D | 161 | $171.79 | 77,626 | D | — | — | |
| 10 | Derivative | Restricted Stock Units | 2023-02-22 | M | D | 564 | $0.00 | 1,146 | D | $0.00 · 2023-02-22 to — | 564 Ordinary Shares | (F6) These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F4) This field is not applicable. |
| 11 | Derivative | Stock Option | 2023-02-22 | M | D | 2,326 | $0.00 | 4,724 | D | $151.76 · 2023-02-22 to 2032-02-22 | 2,326 Ordinary Shares | (F5) These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 12 | Derivative | Stock Option | 2023-02-23 | M | D | 3,795 | $0.00 | 3,910 | D | $130.86 · 2022-02-23 to 2031-02-23 | 3,795 Ordinary Shares | (F8) These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 13 | Derivative | Restricted Stock Units | 2023-02-22 | A | A | 1,695 | $0.00 | 1,695 | D | $0.00 · 2024-02-22 to — | 1,695 Ordinary Shares | (F3) These restricted stock units were granted on February 22, 2023 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F4) This field is not applicable. |
| 14 | Derivative | Stock Option | 2023-02-22 | A | A | 6,100 | $0.00 | 6,100 | D | $171.31 · 2024-02-22 to 2033-02-22 | 6,100 Ordinary Shares | (F2) These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 15 | Derivative | Restricted Stock Units | 2023-02-23 | M | D | 741 | $0.00 | 764 | D | $0.00 · 2022-02-23 to — | 741 Ordinary Shares | (F7) These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F4) This field is not applicable. |