Form 4 for ETN Eaton Corporation
Accepted 2023-02-24 00:00:00 ET · period of report 2023-02-22 · accession 0001104659-23-025502 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-24 | 2023-02-22+ | ETN | Hopgood Daniel Roy | See Remarks below | F - Tax | $171.65 | -239 | 10.5K | -2% | -$41.0K |
| DM | 2023-02-24 | 2023-02-22+ | ETN | Hopgood Daniel Roy | See Remarks below | M - OptEx | $0.00 | +691 | 10.6K | +7% | $0 |
| D | 2023-02-24 | 2023-02-22 | ETN | Hopgood Daniel Roy | See Remarks below | A - Grant | $0.00 | +3,293 | 10.4K | +46% | $0 |
| DM | 2023-02-24 | 2023-02-22 | ETN | Hopgood Daniel Roy | See Remarks below | A - Grant | $0.00 | +2,870 | 620 | New | $0 |
| DM | 2023-02-24 | 2023-02-22+ | ETN | Hopgood Daniel Roy | See Remarks below | M - OptEx | $0.00 | -691 | 419 | -62% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-02-23 | F | D | 166 | $171.59 | 10,838 | D | — | — | |
| 2 | Common | Ordinary Shares | 2023-02-23 | M | A | 485 | $0.00 | 11,004 | D | — | — | |
| 3 | Common | Ordinary Shares | 2023-02-22 | A | A | 3,293 | $0.00 | 10,386 | D | — | — | (F1) These shares were acquired upon the vesting of performance share awards. |
| 4 | Common | Ordinary Shares | 2023-02-22 | M | A | 206 | $0.00 | 10,592 | D | — | — | |
| 5 | Common | Ordinary Shares | 2023-02-22 | F | D | 73 | $171.79 | 10,519 | D | — | — | |
| 6 | Derivative | Stock Option | 2023-02-22 | A | A | 2,250 | $0.00 | 2,250 | D | $171.31 · 2024-02-22 to 2033-02-22 | 2,250 Ordinary Shares | (F2) These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 7 | Derivative | Restricted Stock Units | 2023-02-23 | M | D | 485 | $0.00 | 500 | D | $0.00 · 2022-02-23 to — | 485 Ordinary Shares | (F6) These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F4) This field is not applicable. |
| 8 | Derivative | Restricted Stock Units | 2023-02-22 | M | D | 206 | $0.00 | 419 | D | $0.00 · 2023-02-22 to — | 206 Ordinary Shares | (F5) These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F4) This field is not applicable. |
| 9 | Derivative | Restricted Stock Units | 2023-02-22 | A | A | 620 | $0.00 | 620 | D | $0.00 · 2024-02-22 to — | 620 Ordinary Shares | (F3) These restricted stock units were granted on February 22, 2023 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F4) This field is not applicable. |