Form 4 for ETN Eaton Corporation
Accepted 2023-02-24 00:00:00 ET · period of report 2023-02-22 · accession 0001104659-23-025503 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-24 | 2023-02-22+ | ETN | MARSHALL ERNEST W JR | See Remarks below | F - Tax | $171.69 | -426 | 32.1K | -1% | -$73.1K |
| DM | 2023-02-24 | 2023-02-22+ | ETN | MARSHALL ERNEST W JR | See Remarks below | M - OptEx | $0.00 | +1,356 | 32.4K | +4% | $0 |
| D | 2023-02-24 | 2023-02-22 | ETN | MARSHALL ERNEST W JR | See Remarks below | A - Grant | $0.00 | +9,141 | 31.7K | +40% | $0 |
| DM | 2023-02-24 | 2023-02-22+ | ETN | MARSHALL ERNEST W JR | See Remarks below | M - OptEx | $0.00 | -1,356 | 1,250 | -52% | $0 |
| DM | 2023-02-24 | 2023-02-22 | ETN | MARSHALL ERNEST W JR | See Remarks below | A - Grant | $0.00 | +8,825 | 6,900 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-02-23 | F | D | 222 | $171.59 | 32,668 | D | — | — | |
| 2 | Common | Ordinary Shares | 2023-02-23 | M | A | 741 | $0.00 | 32,890 | D | — | — | |
| 3 | Common | Ordinary Shares | 2023-02-22 | F | D | 204 | $171.79 | 32,149 | D | — | — | |
| 4 | Common | Ordinary Shares | 2023-02-22 | M | A | 615 | $0.00 | 32,353 | D | — | — | |
| 5 | Common | Ordinary Shares | 2023-02-22 | A | A | 9,141 | $0.00 | 31,738 | D | — | — | (F1) These shares were acquired upon the vesting of performance share awards. |
| 6 | Derivative | Restricted Stock Units | 2023-02-23 | M | D | 741 | $0.00 | 764 | D | $0.00 · 2022-02-23 to — | 741 Ordinary Shares | (F6) These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F4) This field is not applicable. |
| 7 | Derivative | Restricted Stock Units | 2023-02-22 | A | A | 1,925 | $0.00 | 1,925 | D | $0.00 · 2024-02-22 to — | 1,925 Ordinary Shares | (F3) These restricted stock units were granted on February 22, 2023 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F4) This field is not applicable. |
| 8 | Derivative | Stock Option | 2023-02-22 | A | A | 6,900 | $0.00 | 6,900 | D | $171.31 · 2024-02-22 to 2033-02-22 | 6,900 Ordinary Shares | (F2) These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 9 | Derivative | Restricted Stock Units | 2023-02-22 | M | D | 615 | $0.00 | 1,250 | D | $0.00 · 2023-02-22 to — | 615 Ordinary Shares | (F5) These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F4) This field is not applicable. |