Form 4 for ETN Eaton Corporation
Accepted 2023-02-24 00:00:00 ET · period of report 2023-02-22 · accession 0001104659-23-025505 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-24 | 2023-02-22 | ETN | Okray Thomas B | See Remarks below | M - OptEx | $0.00 | +1,202 | 7,036 | +21% | $0 |
| D | 2023-02-24 | 2023-02-22 | ETN | Okray Thomas B | See Remarks below | F - Tax | $171.79 | -540 | 6,496 | -8% | -$92.8K |
| DM | 2023-02-24 | 2023-02-22 | ETN | Okray Thomas B | See Remarks below | A - Grant | $0.00 | +16.9K | 3,695 | New | $0 |
| D | 2023-02-24 | 2023-02-22 | ETN | Okray Thomas B | See Remarks below | M - OptEx | $0.00 | -1,202 | 2,443 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-02-22 | M | A | 1,202 | $0.00 | 7,036 | D | — | — | |
| 2 | Common | Ordinary Shares | 2023-02-22 | F | D | 540 | $171.79 | 6,496 | D | — | — | |
| 3 | Derivative | Stock Option | 2023-02-22 | A | A | 13,250 | $0.00 | 13,250 | D | $171.31 · 2024-02-22 to 2033-02-22 | 13,250 Ordinary Shares | (F1) These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 4 | Derivative | Restricted Stock Units | 2023-02-22 | M | D | 1,202 | $0.00 | 2,443 | D | $0.00 · 2023-02-22 to — | 1,202 Ordinary Shares | (F4) These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F3) This field is not applicable. |
| 5 | Derivative | Restricted Stock Units | 2023-02-22 | A | A | 3,695 | $0.00 | 3,695 | D | $0.00 · 2024-02-22 to — | 3,695 Ordinary Shares | (F2) These restricted stock units were granted on February 22, 2023 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F3) This field is not applicable. |