Form 4 for ETN Eaton Corporation
Accepted 2023-02-27 00:00:00 ET · period of report 2023-02-24 · accession 0001104659-23-026026 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-27 | 2023-02-24 | ETN | ARNOLD CRAIG | See Remarks below, Dir | F - Tax | $171.78 | -48.1K | 512.0K | -9% | -$8.26M |
| D | 2023-02-27 | 2023-02-24 | ETN | ARNOLD CRAIG | See Remarks below, Dir | M - OptEx | $0.00 | +8,509 | 520.5K | +2% | $0 |
| D | 2023-02-27 | 2023-02-24 | ETN | ARNOLD CRAIG | See Remarks below, Dir | M - OptEx | $0.00 | -8,509 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-02-24 | F | D | 4,132 | $171.65 | 516,399 | D | — | — | |
| 2 | Common | Ordinary Shares | 2023-02-24 | F | D | 43,966 | $171.79 | 512,022 | D | — | — | (F1) Represents shares withheld to cover taxes incurred in connection with the settlement of the performance share awards that vested February 22, 2023. |
| 3 | Common | Ordinary Shares | 2023-02-24 | M | A | 8,509 | $0.00 | 520,531 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2023-02-24 | M | D | 8,509 | $0.00 | 0 | D | $0.00 · 2021-02-25 to — | 8,509 Ordinary Shares | (F2) These restricted stock units were granted on February 25, 2020 and vested as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F3) This field is not applicable. |