Form 4 for NRGV Energy Vault Holdings, Inc.
Accepted 2023-02-28 00:00:00 ET · period of report 2023-02-24 · accession 0001104659-23-026858 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-28 | 2023-02-24 | NRGV | Icoren Goncagul | CHRO | F - Tax | $3.68 | -2,300 | 800.9K | -0.3% | -$8,464 |
| D | 2023-02-28 | 2023-02-24 | NRGV | Icoren Goncagul | CHRO | M - OptEx | $0.00 | +5,644 | 803.2K | +0.7% | $0 |
| D | 2023-02-28 | 2023-02-24 | NRGV | Icoren Goncagul | CHRO | M - OptEx | $0.00 | -5,644 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-24 | F | D | 1,150 | $3.12 | 802,051 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-24 | M | A | 5,644 | $0.00 | 803,201 | D | — | — | (F1) The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 727,390 restricted stock units ("RSUs") previously reported in Table II. |
| 3 | Common | Common Stock | 2023-02-24 | F | D | 1,150 | $4.24 | 800,901 | D | — | — | |
| 4 | Derivative | Restricted Stock Unit | 2023-02-24 | M | D | 5,644 | $0.00 | 0 | D | — · — to — | 5,644 Common Stock | (F1) The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 727,390 restricted stock units ("RSUs") previously reported in Table II. (F2) The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date. |