Form 4 for NYC American Strategic Investment Co.
Accepted 2023-03-01 00:00:00 ET · period of report 2023-02-21 · accession 0001104659-23-027537 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-01 | 2023-02-21 | NYC | Tuppeny Elizabeth K. | Dir | P - Purchase | $11.97 | +290 | 4,521 | +7% | +$3,471 | |
| 2023-03-01 | 2023-02-27 | NYC | Tuppeny Elizabeth K. | Dir | X - OptEx | $12.95 | +864 | 5,385 | +19% | +$11.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-21 | P | A | 290 | $11.97 | 4,521 | D | — | — | (F1) This is a late filing with respect to the transaction reported in Table I dated February 21, 2023. Ms. Tuppeny intended for the order to be satisfied through the rights offering described below but was filled through an open market transaction on February 21, 2023. Pursuant to the General Instructions, a Form 4 relating to such transaction should have been filed within two business days following the date of such transaction. |
| 2 | Common | Class A Common Stock | 2023-02-27 | X | A | 864 | $12.95 | 5,385 | D | — | — | (F2) Shares of Class A common stock of American Strategic Investment Co. (the "Issuer") issued pursuant to a non-transferable rights offering, which entitled holders of rights to purchase 0.20130805 of a share of the Company's Class A common stock, par value $0.01 per share, for every right held at a subscription price of $12.95 per whole share. |