Form 4 for LQDA Liquidia Corp
Accepted 2023-03-02 00:00:00 ET · period of report 2023-02-28 · accession 0001104659-23-028108 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-02 | 2023-02-28 | LQDA | Schundler Russell | GC | M - OptEx | — | +9,375 | 373.6K | +3% | — |
| D | 2023-03-02 | 2023-02-28 | LQDA | Schundler Russell | GC | M - OptEx | $0.00 | -9,375 | 28.1K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-28 | M | A | 9,375 | — | 373,626 | D | — | — | (F2) On January 16, 2022, the Reporting Person was granted 37,500 RSUs with 25% vesting on February 28, 2023, and the remaining RSUs will vest ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 9,375 have vested through February 28, 2023. (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F4) Includes (i) 104,167 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 2,572 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on February 28, 2023. |
| 2 | Derivative | Restricted Stock Unit | 2023-02-28 | M | D | 9,375 | $0.00 | 28,125 | D | — · — to — | 9,375 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |