Form 4 for NCLH Norwegian Cruise Line Holdings
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0001104659-23-028457 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-03 | 2023-03-01 | NCLH | Farkas Daniel S | EVP Gen. Counsel, Asst. Sec'y | A - Grant | $0.00 | +66.0K | 297.2K | +29% | $0 | |
| M | 2023-03-03 | 2023-03-01 | NCLH | Farkas Daniel S | EVP Gen. Counsel, Asst. Sec'y | F - Tax | $15.14 | -14.9K | 293.6K | -5% | -$226.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | A | A | 66,050 | $0.00 | 297,210 | D | — | — | (F1) Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting. (F2) Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan. The restricted share units will vest in three equal installments on March 1, 2024, March 1, 2025 and March 1, 2026. |
| 2 | Common | Common Stock | 2023-03-01 | F | D | 5,857 | $15.14 | 282,261 | D | — | — | (F5) Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 14,884 restricted share units granted to the reporting person on June 11, 2021. |
| 3 | Common | Common Stock | 2023-03-01 | F | D | 5,455 | $15.14 | 288,118 | D | — | — | (F4) Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 13,861 performance-based restricted share units granted to the reporting person on March 2, 2020. |
| 4 | Common | Common Stock | 2023-03-01 | F | D | 3,637 | $15.14 | 293,573 | D | — | — | (F3) Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 9,241 restricted share units granted to the reporting person on March 2, 2020. |