Form 4 for PPTA PERPETUA RESOURCES CORP.
Accepted 2023-03-07 00:00:00 ET · period of report 2023-03-05 · accession 0001104659-23-029636 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-07 | 2023-03-05 | PPTA | Sayer Laurel | (See remarks (3)), Dir | M - OptEx | — | +18.4K | 37.7K | +96% | — |
| D | 2023-03-07 | 2023-03-05 | PPTA | Sayer Laurel | (See remarks (3)), Dir | M - OptEx | $0.00 | -18.4K | 95.8K | -16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-03-05 | M | A | 18,432 | — | 37,682 | D | — | — | (F1) A restricted share unit ("RSU") entitles the holder to receive one Common Share (or cash equal to the value thereof) for each vested RSU, as elected by the reporting person subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan. The RSUs that vested on March 5, 2023 will be settled in common shares of the Issuer following the end of the Issuer's black out period on March 21, 2023. |
| 2 | Derivative | Restricted Share Units | 2023-03-05 | M | D | 18,432 | $0.00 | 95,792 | D | — · — to — | 18,432 Common Shares | (F1) A restricted share unit ("RSU") entitles the holder to receive one Common Share (or cash equal to the value thereof) for each vested RSU, as elected by the reporting person subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan. The RSUs that vested on March 5, 2023 will be settled in common shares of the Issuer following the end of the Issuer's black out period on March 21, 2023. (F2) On March 5, 2022, the reporting person was granted 55,295 RSUs, which vest ratably on each of the first three anniversaries of the grant date, subject to the terms and conditions of the Perpetua Resources Corp. Omnibus Equity Incentive Plan. |