Form 4 for DNUT Krispy Kreme, Inc.
Accepted 2023-03-09 00:00:00 ET · period of report 2023-03-07 · accession 0001104659-23-030605 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-03-09 | 2023-03-07 | DNUT | Goudet Olivier | Dir, COB | J - Other | — | +677.0K | 0 | New | — |
| 2023-03-09 | 2023-03-07 | DNUT | Goudet Olivier | Dir, COB | J - Other | — | -677.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2023-03-07 | J | A | 697,892 | — | 2,087,812 | I | — | — | (F1) Reflects shares transferred to Platin Holdings S.a r.l. ("Platin Holdings"), a holding company that is wholly-owned by the Reporting Person and his spouse, based on a price of $13.68 per share. |
| 2 | Common | Common Stock, par value $0.01 per share | 2023-03-07 | J | D | 676,990 | — | 0 | D Held by spouse | — | — | (F1) Reflects shares transferred to Platin Holdings S.a r.l. ("Platin Holdings"), a holding company that is wholly-owned by the Reporting Person and his spouse, based on a price of $13.68 per share. |
| 3 | Common | Common Stock, par value $0.01 per share | 2023-03-07 | J | D | 20,902 | — | 0 | I Held by Platin Holdings S.a r.l. | — | — | (F1) Reflects shares transferred to Platin Holdings S.a r.l. ("Platin Holdings"), a holding company that is wholly-owned by the Reporting Person and his spouse, based on a price of $13.68 per share. (F2) These Shares are held by Platin Holdings. On the basis of the reporting person's beneficial ownership of Platin Holdings, he may be deemed a beneficial owner of Shares held by Platin Holdings. The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein. This amount also reflects the merger of Platin Holdings with Platin Capital S.a r.l., a wholly owned subsidiary of Platin Holdings, pursuant to which Platin Holdings was the surviving entity. |