Form 4 for CDRE Cadre Holdings, Inc.
Accepted 2023-03-13 00:00:00 ET · period of report 2023-03-09 · accession 0001104659-23-031775 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-13 | 2023-03-09 | CDRE | Browers Blaine | CFO | M - OptEx | — | +2,919 | 57.0K | +5% | — |
| D | 2023-03-13 | 2023-03-09 | CDRE | Browers Blaine | CFO | F - Tax | $21.77 | -1,304 | 55.7K | -2% | -$28.4K |
| D | 2023-03-13 | 2023-03-09 | CDRE | Browers Blaine | CFO | M - OptEx | $0.00 | +2,919 | 5,836 | +100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.0001 per share ("Common Stock") | 2023-03-09 | M | A | 2,919 | — | 57,031 | D | — | — | (F1) Comprised of a restricted stock award previously granted on March 9, 2022 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 8,755 restricted shares of Common Stock. 2,919 restricted shares of Common Stock vested and became non-forfeitable on March 9, 2023 and 2,918 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025. |
| 2 | Common | Common Stock | 2023-03-09 | F | D | 1,304 | $21.77 | 55,727 | D | — | — | (F2) Represents the number of shares of Common Stock withheld by the Issuer to satisfy the tax withholding obligations incurred by Mr. Browers as a result of the vesting on March 9, 2023 of a portion of the Restricted Stock Award. |
| 3 | Derivative | Common Stock | 2023-03-09 | M | A | 2,919 | $0.00 | 5,836 | D | — · — to — | 2,919 Common Stock | (F1) Comprised of a restricted stock award previously granted on March 9, 2022 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 8,755 restricted shares of Common Stock. 2,919 restricted shares of Common Stock vested and became non-forfeitable on March 9, 2023 and 2,918 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025. |