Form 4 for NMFC New Mountain Finance Corp
Accepted 2023-03-14 00:00:00 ET · period of report 2023-03-10 · accession 0001104659-23-032143 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-03-14 | 2023-03-10 | NMFC | Kline John | CEO, Pres, Dir | P - Purchase | $12.05 | +8,200 | 229.6K | +4% | +$98.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-10 | P | A | 7,700 | $12.05 | 229,072.16 | D | — | — | (F1) Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on June 19, 2020. |
| 2 | Common | Common Stock | 2023-03-10 | P | A | 100 | $12.05 | 229,172.16 | D | — | — | (F1) Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on June 19, 2020. |
| 3 | Common | Common Stock | 2023-03-10 | P | A | 100 | $12.05 | 229,272.16 | D | — | — | (F1) Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on June 19, 2020. |
| 4 | Common | Common Stock | 2023-03-10 | P | A | 300 | $12.05 | 229,572.16 | D | — | — | (F1) Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on June 19, 2020. |