Form 4 for NMFC New Mountain Finance Corp
Accepted 2023-03-15 00:00:00 ET · period of report 2023-03-14 · accession 0001104659-23-032892 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-03-15 | 2023-03-14 | NMFC | Stone James | Section 16 Off | P - Purchase | $11.96 | +11.0K | 126.0K | +10% | +$131.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-14 | P | A | 3,700 | $11.95 | 129,669.90 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-14 | P | A | 7,300 | $11.96 | 125,969.90 | D | — | — | (F1) Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Stone's previous beneficial ownership report on Form 4 on March 4, 2020. |