Form 4 for WHF WhiteHorse Finance, Inc.
Accepted 2023-03-17 00:00:00 ET · period of report 2023-03-15 · accession 0001104659-23-034062 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-03-17 | 2023-03-15+ | WHF | BOLDUC JOHN | Dir | P - Purchase | $12.71 | +14.8K | 188.0K | +9% | +$188.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2023-03-17 | P | A | 4,241 | $12.74 | 194,108 | I See Footnote | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.67 to $12.75, inclusive. (F1) Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock, par value $0.001 per share | 2023-03-15 | P | A | 3,900 | $12.65 | 189,867 | I See Footnote | — | — | (F1) Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein. |
| 3 | Common | Common Stock, par value $0.001 per share | 2023-03-17 | P | A | 2,789 | $12.74 | 190,770 | I See Footnote | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.67 to $12.75, inclusive. (F3) Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein. |
| 4 | Common | Common Stock, par value $0.001 per share | 2023-03-15 | P | A | 3,900 | $12.73 | 187,981 | I See Footnote | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.67 to $12.74, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (2), (4) and (5) to this Form 4. (F3) Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein. |