Form 4 for AMPY Amplify Energy Corp.
Accepted 2023-03-20 00:00:00 ET · period of report 2023-03-16 · accession 0001104659-23-034454 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-20 | 2023-03-16+ | AMPY | Smiley Richard | SVP, Ops | F - Tax | $6.94 | -30.9K | 131.5K | -19% | -$214.6K |
| DM | 2023-03-20 | 2023-03-16+ | AMPY | Smiley Richard | SVP, Ops | M - OptEx | — | +105.4K | 107.8K | +4,300% | — |
| DM | 2023-03-20 | 2023-03-16+ | AMPY | Smiley Richard | SVP, Ops | M - OptEx | $0.00 | -76.7K | 36.5K | -68% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2023-03-16 | F | D | 3,027 | $6.76 | 104,811 | D | — | — | |
| 2 | Common | Common Stock, par value $0.01 per share | 2023-03-17 | F | D | 18,113 | $6.96 | 169,869 | D | — | — | |
| 3 | Common | Common Stock, par value $0.01 per share | 2023-03-17 | M | A | 56,490 | — | 187,982 | D | — | — | (F2) Reflects shares of Common Stock granted pursuant to the Transition and Separation Agreement between the Company and the Reporting Person (the "Transition Agreement"), in settlement of 28,245 previously awarded restricted stock units that were subject to performance based vesting conditions (such restricted stock units, "PSUs"). These 28,245 PSUs became earned at 200% of the target amount for a total of 56,490 shares of Common Stock. |
| 4 | Common | Common Stock, par value $0.01 per share | 2023-03-17 | F | D | 9,787 | $6.96 | 131,492 | D | — | — | |
| 5 | Common | Common Stock, par value $0.01 per share | 2023-03-17 | M | A | 36,468 | — | 141,279 | D | — | — | (F1) Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted one-for-one in settlement of previously awarded restricted stock units upon satisfaction of service-based vesting conditions (such restricted stock units, "TSUs"). |
| 6 | Common | Common Stock, par value $0.01 per share | 2023-03-16 | M | A | 12,429 | — | 107,838 | D | — | — | (F1) Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted one-for-one in settlement of previously awarded restricted stock units upon satisfaction of service-based vesting conditions (such restricted stock units, "TSUs"). |
| 7 | Derivative | Restricted Stock Units | 2023-03-17 | M | D | 36,468 | $0.00 | 0 | D | — · — to — | 36,468 Common Stock | (F3) In connection with the Reporting Person's resignation and execution of the Transition Agreement, vesting was accelerated with respect to the Reporting Persons remaining 36,468 TSUs. (F1) Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted one-for-one in settlement of previously awarded restricted stock units upon satisfaction of service-based vesting conditions (such restricted stock units, "TSUs"). |
| 8 | Derivative | Performance Stock Units | 2023-03-17 | M | D | 28,245 | $0.00 | 0 | D | — · — to — | 28,245 Common Stock | (F4) In connection with the Reporting Person's resignation and execution of the Transition Agreement, vesting was accelerated with respect to 28,245 PSUs, with the remaining 26,456 PSUs held by the Reporting Person at the time of such resignation being forfeited. (F2) Reflects shares of Common Stock granted pursuant to the Transition and Separation Agreement between the Company and the Reporting Person (the "Transition Agreement"), in settlement of 28,245 previously awarded restricted stock units that were subject to performance based vesting conditions (such restricted stock units, "PSUs"). These 28,245 PSUs became earned at 200% of the target amount for a total of 56,490 shares of Common Stock. |
| 9 | Derivative | Restricted Stock Units | 2023-03-16 | M | D | 12,019 | $0.00 | 36,468 | D | — · — to — | 12,429 Common Stock | (F1) Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted one-for-one in settlement of previously awarded restricted stock units upon satisfaction of service-based vesting conditions (such restricted stock units, "TSUs"). |