Form 4 for CDRE Cadre Holdings, Inc.
Accepted 2023-03-21 00:00:00 ET · period of report 2023-03-18 · accession 0001104659-23-035065 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-21 | 2023-03-18 | CDRE | SOKOLOW NICOLAS | Dir | M - OptEx | — | +11.0K | 128.3K | +9% | — |
| D | 2023-03-21 | 2023-03-18 | CDRE | SOKOLOW NICOLAS | Dir | M - OptEx | $0.00 | +11.0K | 11.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.0001 par value ("Common Stock") | 2023-03-18 | M | A | 11,000 | — | 128,347 | D | — | — | (F1) On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2023, and 11,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2024. |
| 2 | Derivative | Phantom Stock | 2023-03-18 | M | A | 11,000 | $0.00 | 11,000 | D | — · — to — | 11,000 Common Stock | (F1) On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2023, and 11,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2024. |