Form 4 for HYFM HYDROFARM HOLDINGS GROUP, INC.
Accepted 2023-03-28 00:00:00 ET · period of report 2023-01-17 · accession 0001104659-23-037805 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-03-28 | 2023-03-27 | HYFM | Toler William Douglas | CEO, COB, Dir | F - Tax | $1.69 | -10.7K | 1.58M | -0.7% | -$18.1K |
| 2023-03-28 | 2023-01-17 | HYFM | Toler William Douglas | CEO, COB, Dir | A - Grant | $0.00 | +5,480 | 1.59M | +0.3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.0001 par value per share | 2023-03-27 | F | D | 1,335 | $1.69 | 1,585,277 | D | — | — | (F2) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,480 stock-settled PSUs, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 2 | Common | Common Stock, $0.0001 par value per share | 2023-03-27 | F | D | 1,624 | $1.69 | 1,583,653 | D | — | — | (F3) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,666 stock-settled restricted stock units ("RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 3 | Common | Common Stock, $0.0001 par value per share | 2023-03-27 | F | D | 7,736 | $1.69 | 1,575,917 | D | — | — | (F4) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 31,766 stock-settled RSUs, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 4 | Common | Common Stock, $0.0001 par value per share | 2023-01-17 | A | A | 5,480 | $0.00 | 1,586,612 | D | — | — | (F1) On March 23, 2022, Mr. Toler was granted a target of 21,919 performance stock units ("PSUs") under the Issuer's 2020 Equity Incentive Plan. Each PSU represents the right, upon achievement of certain specified performance-based vesting criteria, to receive one share of the Issuer's common stock. On January 17, 2023, the Compensation Committee of the Board of Directors determined that 25% of the performance-based conditions were met resulting in 5,480 PSUs earned by Mr. Toler. This transaction is late due to an inadvertent administrative error and not any error of Mr. Toler. |