Form 4 for NRGV Energy Vault Holdings, Inc.
Accepted 2023-03-29 00:00:00 ET · period of report 2023-03-27 · accession 0001104659-23-038356 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-29 | 2023-03-27 | NRGV | ALEXANDER LAURENCE | CMO | M - OptEx | $0.00 | +168.8K | 1.08M | +19% | $0 |
| D | 2023-03-29 | 2023-03-27 | NRGV | ALEXANDER LAURENCE | CMO | F - Tax | $3.34 | -79.3K | 995.9K | -7% | -$264.9K |
| D | 2023-03-29 | 2023-03-27 | NRGV | ALEXANDER LAURENCE | CMO | M - OptEx | $0.00 | -168.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-27 | M | A | 168,750 | $0.00 | 1,075,208 | D | — | — | (F1) The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 906,458 restricted stock units ("RSUs") previously reported in Table II. |
| 2 | Common | Common Stock | 2023-03-27 | F | D | 79,312 | $3.34 | 995,896 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-03-27 | M | D | 168,750 | $0.00 | 0 | D | — · — to — | 168,750 Common Stock | (F1) The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 906,458 restricted stock units ("RSUs") previously reported in Table II. (F2) The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the Issuer. |