Form 4 for NRGV Energy Vault Holdings, Inc.
Accepted 2023-03-29 00:00:00 ET · period of report 2023-03-27 · accession 0001104659-23-038358 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-29 | 2023-03-27 | NRGV | Piconi Robert | CEO, Dir, 10% | M - OptEx | $0.00 | +650.0K | 14.14M | +5% | $0 |
| D | 2023-03-29 | 2023-03-27 | NRGV | Piconi Robert | CEO, Dir, 10% | M - OptEx | $0.00 | -650.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-27 | M | A | 650,000 | $0.00 | 14,137,480 | D | — | — | (F1) The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 7,044,288 restricted stock units ("RSUs") previously reported in Table II. |
| 2 | Derivative | Restricted Stock Unit | 2023-03-27 | M | D | 650,000 | $0.00 | 0 | D | — · — to — | 650,000 Common Stock | (F1) The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 7,044,288 restricted stock units ("RSUs") previously reported in Table II. (F4) The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest as to 25% of the underlying shares on February 28, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter. |