Form 4 for FOA Finance of America Companies Inc.
Accepted 2023-04-04 00:00:00 ET · period of report 2023-03-31 · accession 0001104659-23-041485 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-04-04 | 2023-04-03 | FOA | Libman Family Holdings, LLC | Dir, 10% | M - OptEx | $0.00 | +1.15M | 12.02M | +11% | $0 |
| DI | 2023-04-04 | 2023-03-31 | FOA | Libman Family Holdings, LLC | Dir, 10% | A - Grant | $1.38 | +10.87M | 10.87M | New | +$15.00M |
| DI | 2023-04-04 | 2023-04-03 | FOA | Libman Family Holdings, LLC | Dir, 10% | D - Sale to Iss | $0.00 | -1.15M | 10.87M | -10% | $0 |
| DI | 2023-04-04 | 2023-04-03 | FOA | Libman Family Holdings, LLC | Dir, 10% | M - OptEx | $0.00 | -1.15M | 70.31M | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-04-03 | M | A | 1,150,958 | $0.00 | 12,020,524 | I See Footnote | — | — | (F2) Reflects securities held directly by Libman Family Holdings, LLC. The sole manager of Libman Family Holdings, LLC is Brian L. Libman. |
| 2 | Common | Class A Common Stock | 2023-03-31 | A | A | 10,869,566 | $1.38 | 10,869,566 | I See Footnote | — | — | (F2) Reflects securities held directly by Libman Family Holdings, LLC. The sole manager of Libman Family Holdings, LLC is Brian L. Libman. |
| 3 | Common | Class A Common Stock | 2023-04-03 | D | D | 1,150,958 | $0.00 | 10,869,566 | I See Footnote | — | — | (F2) Reflects securities held directly by Libman Family Holdings, LLC. The sole manager of Libman Family Holdings, LLC is Brian L. Libman. |
| 4 | Derivative | LLC Units of Finance of America Equity Capital LLC | 2023-04-03 | M | D | 1,150,958 | $0.00 | 70,308,360 | I See Footnote | — · — to — | 1,150,958 Class A Common Stock | (F2) Reflects securities held directly by Libman Family Holdings, LLC. The sole manager of Libman Family Holdings, LLC is Brian L. Libman. (F3) Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis. These exchange rights do not expire. |