Form 4 for TMC TMC the metals Co Inc.
Accepted 2023-04-05 00:00:00 ET · period of report 2023-03-20 · accession 0001104659-23-042158 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-04-05 | 2023-03-20 | TMC | ILVES Erika | Chief Strategy Off | A - Grant | $0.00 | +830.7K | 1.37M | +155% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-03-20 | A | A | 267,696 | $0.00 | 803,469 | D | — | — | (F1) Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs were granted and vested upon issuance as part of the Issuer's short-term incentive plan. |
| 2 | Common | Common Shares | 2023-03-20 | A | A | 562,987 | $0.00 | 1,366,456 | D | — | — | (F2) The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2023 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date. |