Form 4 for CION CION Investment Corp
Accepted 2023-05-15 00:00:00 ET · period of report 2023-05-12 · accession 0001104659-23-061034 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-05-15 | 2023-05-12 | CION | Breakstone Robert A | Dir | P - Purchase | $9.33 | +2,395 | 9,096 | +36% | +$22.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.001 par value | 2023-05-12 | P | A | 2,395 | $9.33 | 9,096 | I See Footnote | — | — | (F1) Represents the aggregate of purchases effected on the same trading day at different prices. (F2) Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $9.19 to $9.35 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. (F3) Includes 701 shares acquired under the Issuer's distribution reinvestment plan. (F4) An IRA is the record holder of these Shares. Mr. Breakstone is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA. |