Form 4 for ETN Eaton Corporation
Accepted 2023-05-19 00:00:00 ET · period of report 2023-05-18 · accession 0001104659-23-062693 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-19 | 2023-05-18 | ETN | Okray Thomas B | See Remarks below | S - Sale+OE | $171.10 | -24.0K | 7,367 | -76% | -$4.10M |
| DM | 2023-05-19 | 2023-05-18 | ETN | Okray Thomas B | See Remarks below | M - OptEx | $133.65 | +24.0K | 9,011 | New | +$3.20M |
| DM | 2023-05-19 | 2023-05-18 | ETN | Okray Thomas B | See Remarks below | M - OptEx | $0.00 | -24.0K | 8,330 | -74% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-05-18 | S | D | 16,170 | $170.82 | 7,367 | D | — | — | (F4) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $170.71 - $171.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Ordinary Shares | 2023-05-18 | M | A | 16,170 | $139.49 | 23,537 | D | — | — | |
| 3 | Common | Ordinary Shares | 2023-05-18 | S | D | 6,150 | $170.89 | 7,367 | D | — | — | (F3) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $170.855 - $171.055. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Ordinary Shares | 2023-05-18 | M | A | 6,150 | $121.54 | 13,517 | D | — | — | |
| 5 | Common | Ordinary Shares | 2023-05-18 | M | A | 1,644 | $121.54 | 9,011 | D | — | — | |
| 6 | Common | Ordinary Shares | 2023-05-18 | S | D | 1,644 | $174.57 | 7,367 | D | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $174.56 - $174.58. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 7 | Derivative | Stock Option | 2023-05-18 | M | D | 1,644 | $0.00 | 10,166 | D | $121.54 · 2022-02-01 to 2031-02-01 | 1,644 Ordinary Shares | (F1) These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 8 | Derivative | Stock Option | 2023-05-18 | M | D | 6,150 | $0.00 | 4,016 | D | $121.54 · 2022-02-01 to 2031-02-01 | 6,150 Ordinary Shares | (F1) These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 9 | Derivative | Stock Option | 2023-05-18 | M | D | 16,170 | $0.00 | 8,330 | D | $139.49 · 2022-04-01 to 2031-04-01 | 16,170 Ordinary Shares | (F1) These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |