Form 4/A for JAGX Jaguar Health, Inc.
Accepted 2023-05-19 00:00:00 ET · period of report 2022-04-05 · accession 0001104659-23-062821 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2023-05-19 | 2022-04-05 | JAGX | Chaturvedi Pravin R | CSO | M - OptEx | — | +10.0K | 10.0K | New | — |
| DA | 2023-05-19 | 2022-04-05 | JAGX | Chaturvedi Pravin R | CSO | A - Grant | $0.00 | +10.0K | 20.0K | +100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-05 | M | A | 10,000 | — | 10,000 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) On September 8, 2021, the issuer effected a 3-for-1 reverse stock split of the issued and outstanding shares of its voting common stock (the "Reverse Stock Split). Upon effectiveness of the Reverse Stock Split, every 3 shares of voting common stock was automatically converted into one share of voting common stock. |
| 2 | Derivative | Restricted stock units | 2022-04-05 | A | A | 10,000 | $0.00 | 20,000 | D | — · — to — | 10,000 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) On September 8, 2021, the issuer effected a 3-for-1 reverse stock split of the issued and outstanding shares of its voting common stock (the "Reverse Stock Split). Upon effectiveness of the Reverse Stock Split, every 3 shares of voting common stock was automatically converted into one share of voting common stock. (F3) On April 6, 2022, the reporting person filed a Form 4 that erroneously indicated that 3,333 restricted stock units had vested on April 5, 2022 and that the reporting person beneficially owned 6,666 restricted stock units following such vesting. In fact, 10,000 restricted stock units had vested on such date and the reporting person beneficially owned 20,000 restricted stock units following such vesting. |