Form 4 for AMZN Amazon
Accepted 2023-05-23 19:46:29 ET · period of report 2023-05-21 · accession 0001104659-23-063751 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-23 19:46 | 2023-05-21 | AMZN | Herrington Douglas J | CEO Worldwide Amazon Stores | M - OptEx | $0.00 | +23.7K | 581.8K | +4% | $0 |
| DM | 2023-05-23 19:46 | 2023-05-22 | AMZN | Herrington Douglas J | CEO Worldwide Amazon Stores | S - Sale+OE | $115.56 | -9,472 | 572.3K | -2% | -$1.09M |
| DM | 2023-05-23 19:46 | 2023-05-21 | AMZN | Herrington Douglas J | CEO Worldwide Amazon Stores | M - OptEx | $0.00 | -23.7K | 52.5K | -31% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.01 per share | 2023-05-21 | M | A | 11,280 | $0.00 | 569,373 | D | — | — | |
| 2 | Common | Common Stock, par value $.01 per share | 2023-05-21 | M | A | 4,900 | $0.00 | 574,273 | D | — | — | |
| 3 | Common | Common Stock, par value $.01 per share | 2023-05-21 | M | A | 7,500 | $0.00 | 581,773 | D | — | — | |
| 4 | Common | Common Stock, par value $.01 per share | 2023-05-22 | S | D | 3,152 | $114.95 | 578,621 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/2022. (F2) Represents the weighted average sale price. The highest price at which shares were sold was $115.31 and the lowest price at which shares were sold was $114.32. |
| 5 | Common | Common Stock, par value $.01 per share | 2023-05-22 | S | D | 5,320 | $115.74 | 573,301 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/2022. (F3) Represents the weighted average sale price. The highest price at which shares were sold was $116.28 and the lowest price at which shares were sold was $115.32. |
| 6 | Common | Common Stock, par value $.01 per share | 2023-05-22 | S | D | 1,000 | $116.54 | 572,301 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/2022. (F4) Represents the weighted average sale price. The highest price at which shares were sold was $116.70 and the lowest price at which shares were sold was $116.33. |
| 7 | Derivative | Restricted Stock Unit Award | 2023-05-21 | M | D | 11,280 | $0.00 | 33,900 | D | $0.00 · 2022-05-21 to 2024-02-21 | 11,280 Common Stock, par value $.01 per share | (F5) Converts into Common Stock on a one-for-one basis. (F6) This award vests based upon the following vesting schedule: 14,640 shares on each of May 21, 2022 and August 21, 2022; 14,660 shares on each of November 21, 2022 and February 21, 2023; 11,280 shares on May 21, 2023; and 11,300 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024. |
| 8 | Derivative | Restricted Stock Unit Award | 2023-05-21 | M | D | 4,900 | $0.00 | 104,380 | D | $0.00 · 2022-05-21 to 2026-02-21 | 4,900 Common Stock, par value $.01 per share | (F5) Converts into Common Stock on a one-for-one basis. (F7) This award vests based upon the following vesting schedule: 3,980 shares on each of May 21, 2022, August 21, 2022, November 21, 2022, and February 21, 2023; 4,900 shares on each of May 21, 2023, August 21, 2023, and November 21, 2023; 4,920 shares on February 21, 2024; 12,640 shares on May 21, 2024; 12,660 shares on each of August 21, 2024, November 21, 2024, and February 21, 2025; and 9,760 shares on each of May 21, 2025, August 21, 2025, November 21, 2025, and February 21, 2026. |
| 9 | Derivative | Restricted Stock Unit Award | 2023-05-21 | M | D | 7,500 | $0.00 | 52,500 | D | $0.00 · 2023-05-21 to 2027-02-21 | 7,500 Common Stock, par value $.01 per share | (F5) Converts into Common Stock on a one-for-one basis. (F8) This award vests based upon the following vesting schedule: 7,500 shares on each of May 21, 2023, August 21, 2023, November 21, 2023, February 21, 2024, May 21, 2026, August 21, 2026, November 21, 2026, and February 21, 2027. |