InsiderTrades

Form 4 for TYGO TIGO ENERGY, INC.

Accepted 2023-05-25 00:00:00 ET · period of report 2023-05-23 · accession 0001104659-23-064786 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2023-05-25 2023-05-23 TYGO Roth Byron former Dir, Off S - Sale — -267.5K 179.9K -60% —
DMI 2023-05-25 2023-05-23 TYGO Roth Byron former Dir, Off S - Sale — -511.3K 696 -100% —
DMI 2023-05-25 2023-05-23 TYGO Roth Byron former Dir, Off S - Sale — -67.7K 4,285 -94% —
D 2023-05-25 2023-05-23 TYGO Roth Byron former Dir, Off S - Sale — -15.3K 1,350 -92% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2023-05-23 S D 267,493 — 179,878 D See Footnote — — (F1) The reporting person disposed of (i) 236,955 shares of common stock and (ii) 30,538 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $165,654.82. (F2) Held in an IRA for the benefit of Byron Roth. The reporting person disposed of 30,538 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $165,649.84.
2 Common Common Stock 2023-05-23 S D 472,852 — 289,676 I See Footnote — — (F3) Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94. (F4) Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76.
3 Common Common Stock 2023-05-23 S D 30,538 — 2,700 I See Footnote — — (F2) Held in an IRA for the benefit of Byron Roth. The reporting person disposed of 30,538 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $165,649.84. (F3) Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94.
4 Common Common Stock 2023-05-23 S D 7,872 — 696 I — — (F4) Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76.
5 Derivative Warrants to purchase common stock 2023-05-23 S D 3,936 — 348 I $11.50 · — to — 3,936 Common Stock (F4) Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76. (F5) The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. (F6) The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
6 Derivative Warrants to purchase common stock 2023-05-23 S D 15,269 — 1,350 I See Footnote $11.50 · — to — 15,269 Common Stock (F2) Held in an IRA for the benefit of Byron Roth. The reporting person disposed of 30,538 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $165,649.84. (F3) Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94. (F5) The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. (F6) The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
7 Derivative Warrants to purchase common stock 2023-05-23 S D 48,451 — 4,285 I See Footnote $11.50 · — to — 48,451 Common Stock (F3) Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94. (F4) Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76. (F5) The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. (F6) The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
8 Derivative Warrants to purchase common stock 2023-05-23 S D 15,269 — 1,350 D See Footnote $11.50 · — to — 15,269 Common Stock (F1) The reporting person disposed of (i) 236,955 shares of common stock and (ii) 30,538 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $165,654.82. (F2) Held in an IRA for the benefit of Byron Roth. The reporting person disposed of 30,538 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $165,649.84. (F5) The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. (F6) The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.