Form 4 for CION CION Investment Corp

Accepted 2023-05-26 00:00:00 ET · period of report 2023-05-24 · accession 0001104659-23-065585 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2023-05-26	2023-05-24+	CION	BRESNER GREGG A.	Pres, CIO	P - Purchase	$9.86	+2,000	41.1K	+5%	+$19.7K
	2023-05-26	2023-05-26	CION	BRESNER GREGG A.	Pres, CIO	P - Purchase	$9.90	+2,000	44.1K	+5%	+$19.8K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, $0.001 par value	2023-05-25	P	A	1,000	$9.81	42,099	I See Footnote	—	—	(F3) Includes 7,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. (F4) Includes two purchases by two IRAs of the Reporting Person at the same price.
2	Common	Common Stock, $0.001 par value	2023-05-26	P	A	2,000	$9.90	44,099	D	—	—	(F3) Includes 7,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts.
3	Common	Common Stock, $0.001 par value	2023-05-24	P	A	1,000	$9.91	41,099	I See Footnote	—	—	(F1) Includes 6,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. (F2) Purchase by an IRA of the Reporting Person.