Form 4 for INOD INNODATA INC
Accepted 2023-05-30 00:00:00 ET · period of report 2023-05-30 · accession 0001104659-23-066201 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-30 | 2023-05-30 | INOD | MISHRA ASHOK | EVP, COO | M - OptEx | $2.90 | +141.9K | 141.9K | New | +$411.4K |
| D | 2023-05-30 | 2023-05-30 | INOD | MISHRA ASHOK | EVP, COO | S - Sale+OE | $11.26 | -141.9K | 0 | -100% | -$1.60M |
| DM | 2023-05-30 | 2023-05-30 | INOD | MISHRA ASHOK | EVP, COO | M - OptEx | $0.00 | -141.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-30 | M | A | 128,526 | $2.45 | 128,526 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-30 | S | D | 141,859 | $11.26 | 0 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $11.00 to $11.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2023-05-30 | M | A | 13,333 | $7.24 | 141,859 | D | — | — | |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2023-05-30 | M | D | 13,333 | $0.00 | 26,667 | D | $7.24 · — to 2031-08-01 | 13,333 Common Stock | (F3) One third of these stock options vested on August 2, 2022, and the balance vest in two equal installments on August 2, 2023 and August 2, 2024. |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2023-05-30 | M | D | 128,526 | $0.00 | 0 | D | $2.45 · — to 2026-12-29 | 128,526 Common Stock | (F2) These stock options became fully vested on December 30, 2019. |