Form 4 for EVGO EVgo Inc.
Accepted 2023-06-02 00:00:00 ET · period of report 2023-05-31 · accession 0001104659-23-067734 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-02 | 2023-05-31 | EVGO | Zoi Catherine | CEO, Dir | M - OptEx | — | +166.2K | 157.3K | New | — |
| D | 2023-06-02 | 2023-06-01 | EVGO | Zoi Catherine | CEO, Dir | S - Sale+OE | $3.98 | -60.0K | 163.8K | -27% | -$238.9K |
| DM | 2023-06-02 | 2023-05-31 | EVGO | Zoi Catherine | CEO, Dir | M - OptEx | $0.00 | -166.2K | 99.7K | -63% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-31 | M | A | 66,547 | — | 223,826 | D | — | — | (F1) Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). |
| 2 | Common | Class A Common Stock | 2023-05-31 | M | A | 99,681 | — | 157,279 | D | — | — | (F1) Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). |
| 3 | Common | Class A Common Stock | 2023-06-01 | S | D | 60,030 | $3.98 | 163,796 | D | — | — | (F2) The price reported in column 4 is a weighted average price. Pursuant to the Issuer's sell to cover policy, the shares were sold in multiple transactions and solely in an amount sufficient to cover tax withholding obligations associated with the vesting events. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the transactions described in this footnote 2. |
| 4 | Derivative | Restricted Stock Units | 2023-05-31 | M | D | 66,547 | $0.00 | 133,095 | D | — · — to — | 66,547 Class A Common Stock | (F1) Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). (F4) The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022, subject to the Reporting Person's continued employment through each such vesting date. |
| 5 | Derivative | Restricted Stock Units | 2023-05-31 | M | D | 99,681 | $0.00 | 99,681 | D | — · — to — | 99,681 Class A Common Stock | (F1) Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). (F3) The RSUs vest in three equal annual installments on each of the first three anniversaries of January 31, 2021, subject to the Reporting Person's continued employment through each such vesting date. |