Form 4 for ETN Eaton Corporation
Accepted 2023-06-07 00:00:00 ET · period of report 2023-06-05 · accession 0001104659-23-068916 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-07 | 2023-06-05+ | ETN | ARNOLD CRAIG | See Remarks below, Dir | M - OptEx | $81.60 | +170.7K | 517.4K | +49% | +$13.93M |
| DM | 2023-06-07 | 2023-06-05+ | ETN | ARNOLD CRAIG | See Remarks below, Dir | S - Sale+OE | $183.99 | -169.7K | 516.4K | -25% | -$31.22M |
| D | 2023-06-07 | 2023-06-05 | ETN | ARNOLD CRAIG | See Remarks below, Dir | F - Tax | $184.45 | -542 | 516.9K | -0.1% | -$100.0K |
| DM | 2023-06-07 | 2023-06-05+ | ETN | ARNOLD CRAIG | See Remarks below, Dir | M - OptEx | $0.00 | -170.7K | 122.9K | -58% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-06-05 | M | A | 116,330 | $81.96 | 632,729 | D | — | — | |
| 2 | Common | Ordinary Shares | 2023-06-05 | S | D | 94,945 | $183.71 | 537,784 | D | — | — | (F1) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $183.195 - $184.19. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Ordinary Shares | 2023-06-06 | S | D | 1,911 | $185.13 | 516,875 | D | — | — | (F5) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $185.005 - $185.27. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Ordinary Shares | 2023-06-06 | S | D | 24,526 | $184.42 | 518,786 | D | — | — | (F4) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $184.00 - $185.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Ordinary Shares | 2023-06-06 | M | A | 26,437 | $80.49 | 543,312 | D | — | — | |
| 6 | Common | Ordinary Shares | 2023-06-05 | F | D | 542 | $184.45 | 516,875 | D | — | — | |
| 7 | Common | Ordinary Shares | 2023-06-05 | S | D | 21,385 | $184.43 | 516,399 | D | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $184.20 - $185.07. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 8 | Common | Ordinary Shares | 2023-06-05 | M | A | 26,936 | $80.49 | 543,335 | D | — | — | |
| 9 | Common | Ordinary Shares | 2023-06-05 | S | D | 26,936 | $184.18 | 516,399 | D | — | — | (F3) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $184.00 - $184.665. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 10 | Common | Ordinary Shares | 2023-06-05 | M | A | 1,018 | $98.21 | 517,417 | D | — | — | |
| 11 | Derivative | Stock Option | 2023-06-05 | M | D | 116,330 | $0.00 | 0 | D | $81.96 · 2019-02-27 to 2028-02-27 | 116,330 Ordinary Shares | (F6) These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 12 | Derivative | Stock Option | 2023-06-05 | M | D | 26,936 | $0.00 | 149,372 | D | $80.49 · 2020-02-26 to 2029-02-26 | 26,936 Ordinary Shares | (F6) These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 13 | Derivative | Stock Option | 2023-06-05 | M | D | 1,018 | $0.00 | 161,082 | D | $98.21 · 2021-02-25 to 2030-02-25 | 1,018 Ordinary Shares | (F6) These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 14 | Derivative | Stock Option | 2023-06-06 | M | D | 26,437 | $0.00 | 122,935 | D | $80.49 · 2020-02-26 to 2029-02-26 | 26,437 Ordinary Shares | (F6) These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |