Form 4 for ETN Eaton Corporation
Accepted 2023-06-08 00:00:00 ET · period of report 2023-06-07 · accession 0001104659-23-069404 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-08 | 2023-06-07 | ETN | ARNOLD CRAIG | See Remarks below, Dir | M - OptEx | $80.49 | +22.9K | 539.8K | +4% | +$1.85M |
| DM | 2023-06-08 | 2023-06-07 | ETN | ARNOLD CRAIG | See Remarks below, Dir | S - Sale+OE | $186.69 | -22.9K | 516.9K | -4% | -$4.28M |
| D | 2023-06-08 | 2023-06-07 | ETN | ARNOLD CRAIG | See Remarks below, Dir | M - OptEx | $0.00 | -22.9K | 100.0K | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-06-07 | M | A | 22,935 | $80.49 | 539,810 | D | — | — | |
| 2 | Common | Ordinary Shares | 2023-06-07 | S | D | 3,793 | $184.35 | 536,017 | D | — | — | (F1) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $184.00 - $184.91. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Ordinary Shares | 2023-06-07 | S | D | 2,561 | $185.41 | 533,456 | D | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $185.00 - $185.74. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Ordinary Shares | 2023-06-07 | S | D | 5,907 | $186.54 | 527,549 | D | — | — | (F3) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $186.00 - $186.97. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Ordinary Shares | 2023-06-07 | S | D | 6,253 | $187.60 | 521,296 | D | — | — | (F4) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $187.01 - $187.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 6 | Common | Ordinary Shares | 2023-06-07 | S | D | 4,421 | $188.37 | 516,875 | D | — | — | (F5) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $188.05 - $188.63. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 7 | Derivative | Stock Option | 2023-06-07 | M | D | 22,935 | $0.00 | 100,000 | D | $80.49 · 2020-02-26 to 2029-02-26 | 22,935 Ordinary Shares | (F6) These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |