Form 4 for MCB Metropolitan Bank Holding Corp.
Accepted 2023-07-14 00:00:00 ET · period of report 2023-07-12 · accession 0001104659-23-081265 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-14 | 2023-07-12 | MCB | DeFazio Mark R | Pres, CEO, Dir | F - Tax | $39.03 | -148.5K | 201.2K | -42% | -$5.80M |
| D | 2023-07-14 | 2023-07-12 | MCB | DeFazio Mark R | Pres, CEO, Dir | M - OptEx | $18.00 | +220.2K | 349.7K | +170% | +$3.96M |
| DM | 2023-07-14 | 2023-07-12 | MCB | DeFazio Mark R | Pres, CEO, Dir | M - OptEx | $0.00 | -220.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-12 | F | D | 148,545 | $39.03 | 201,187 | D | — | — | (F6) These shares of Common Stock were not sold in an open-market transaction. |
| 2 | Common | Common Stock | 2023-07-12 | M | A | 220,200 | $18.00 | 349,732 | D | — | — | (F3) Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023. (F5) Includes restricted stock units granted on March 1, 2023 that vest 100% on March 1, 2024. (F4) Includes restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024. (F2) Includes restricted stock units granted on February 24, 2021 that vest at a rate of 33.3% per year commencing on March 1, 2022. |
| 3 | Derivative | Employee Stock Options (right to buy) | 2023-07-12 | M | D | 30,000 | $0.00 | 0 | D | $18.00 · — to 2024-03-18 | 30,000 Common Stock | (F7) Fully vested and exercisable. |
| 4 | Derivative | Employee Stock Options (right to buy) | 2023-07-12 | M | D | 70,000 | $0.00 | 0 | D | $18.00 · — to 2025-06-01 | 70,000 Common Stock | (F7) Fully vested and exercisable. |
| 5 | Derivative | Employee Stock Options (right to buy) | 2023-07-12 | M | D | 74,000 | $0.00 | 0 | D | $18.00 · — to 2023-12-02 | 74,000 Common Stock | (F7) Fully vested and exercisable. |
| 6 | Derivative | Employee Stock Options (right to buy) | 2023-07-12 | M | D | 46,200 | $0.00 | 0 | D | $18.00 · — to 2023-10-22 | 46,200 Common Stock | (F7) Fully vested and exercisable. |