Form 4 for SKWD Skyward Specialty Insurance Group, Inc.
Accepted 2023-07-21 00:00:00 ET · period of report 2023-01-12 · accession 0001104659-23-083140 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-21 | 2023-06-12 | SKWD | WESTAIM CORP | 10% | S - Sale | $23.00 | -3.99M | 3.30M | -55% | -$91.71M |
| D | 2023-07-21 | 2023-01-12 | SKWD | WESTAIM CORP | 10% | C - Cnv Deriv | — | +7.29M | 7.29M | New | — |
| D | 2023-07-21 | 2023-01-12 | SKWD | WESTAIM CORP | 10% | C - Cnv Deriv | — | -880.1K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-12 | S | D | 3,987,500 | $23.00 | 3,297,859 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-12 | C | A | 7,285,359 | — | 7,285,359 | D | — | — | (F1) The Reporting Person owned 880,071.479 shares of the Issuer's Series A preferred stock, which was converted into 7,285,359 shares of common stock upon the consummation of the Issuer's IPO. |
| 3 | Derivative | Preferred Series A Stock | 2023-01-12 | C | D | 880,071.48 | — | 0 | D | — · — to — | 7,285,359 Common Stock | (F1) The Reporting Person owned 880,071.479 shares of the Issuer's Series A preferred stock, which was converted into 7,285,359 shares of common stock upon the consummation of the Issuer's IPO. |