Form 4 for DKNG DraftKings Inc.
Accepted 2023-08-03 00:00:00 ET · period of report 2023-08-01 · accession 0001104659-23-087429 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-03 | 2023-08-01 | DKNG | Moore Jocelyn | Dir | M - OptEx | — | +514 | 514 | New | — |
| DM | 2023-08-03 | 2023-08-01 | DKNG | Moore Jocelyn | Dir | A - Grant | $0.00 | +6,853 | 514 | New | $0 |
| D | 2023-08-03 | 2023-08-01 | DKNG | Moore Jocelyn | Dir | M - OptEx | $0.00 | -514 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-08-01 | M | A | 514 | — | 514 | D | — | — | (F1) No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). (F2) Reflects the transfer of 27,568 shares of the Issuer's Class A Common Stock previously reported as directly owned by the Reporting Person to The Mustard Seed Living Trust, a revocable living trust of which the Reporting Person is the sole lifetime beneficiary and sole trustee. There was no purchase or sale of shares of Common Stock in connection with the transfer. |
| 2 | Derivative | Restricted Stock Units | 2023-08-01 | A | A | 6,339 | $0.00 | 6,339 | D | — · — to — | 6,339 Class A Common Stock | (F6) Represents annual equity grant. (F3) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F7) The RSUs were granted on August 1, 2023 and shall vest in full on the earlier of the Issuer's annual meeting of shareholders in 2024 and the first anniversary of the grant date. |
| 3 | Derivative | Restricted Stock Units | 2023-08-01 | M | D | 514 | $0.00 | 0 | D | — · — to — | 514 Class A Common Stock | (F4) Represents RSU grant that is being issued in lieu of a quarterly cash retainer. (F3) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F1) No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). (F5) The RSUs were granted and became fully vested on August 1, 2023. |
| 4 | Derivative | Restricted Stock Units | 2023-08-01 | A | A | 514 | $0.00 | 514 | D | — · — to — | 514 Class A Common Stock | (F4) Represents RSU grant that is being issued in lieu of a quarterly cash retainer. (F3) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F1) No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). (F5) The RSUs were granted and became fully vested on August 1, 2023. |