Form 4 for ETN Eaton Corporation
Accepted 2023-08-08 00:00:00 ET · period of report 2023-08-07 · accession 0001104659-23-088965 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-08 | 2023-08-07 | ETN | Denk Peter | See Remarks below | M - OptEx | $94.34 | +3,580 | 4,711 | +317% | +$337.8K |
| DM | 2023-08-08 | 2023-08-07 | ETN | Denk Peter | See Remarks below | S - Sale+OE | $219.65 | -4,720 | 3,930 | -55% | -$1.04M |
| DM | 2023-08-08 | 2023-08-07 | ETN | Denk Peter | See Remarks below | M - OptEx | $0.00 | -3,580 | 1,355 | -73% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-08-07 | M | A | 2,799 | $98.21 | 6,729 | D | — | — | |
| 2 | Common | Ordinary Shares | 2023-08-07 | S | D | 781 | $219.64 | 3,930 | D | — | — | |
| 3 | Common | Ordinary Shares | 2023-08-07 | M | A | 781 | $80.49 | 4,711 | D | — | — | |
| 4 | Common | Ordinary Shares | 2023-08-07 | S | D | 1,140 | $219.38 | 3,930 | D | — | — | (F1) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $219.38 - $219.43. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Ordinary Shares | 2023-08-07 | S | D | 2,799 | $219.77 | 3,930 | D | — | — | |
| 6 | Derivative | Stock Option | 2023-08-07 | M | D | 781 | $0.00 | 1,242 | D | $80.49 · 2020-02-26 to 2029-02-26 | 781 Ordinary Shares | (F2) These stock options were granted on February 26, 2019 and are fully vested and exercisable. |
| 7 | Derivative | Stock Option | 2023-08-07 | M | D | 2,799 | $0.00 | 1,355 | D | $98.21 · 2021-02-25 to 2030-02-25 | 2,799 Ordinary Shares | (F3) These stock options were granted on February 25, 2020 and are fully vested and exercisable. |